Note: This is the first part of a major revision to my article on the American Civil War being the first modern war. Part two will follow tomorrow. This is actually the beginning of the first chapter of my Gettysburg text, much of which has been appearing in various forms on this site for the past year, much of this deals with the connection between policy and strategy and the relationship of political leaders to the military.
The American Civil War was the first modern war. It was a watershed time which introduced changes in tactics, logistics, communications and the concept of total war to the world. Though it did not change the essential nature of war, which Clausewitz says is “is an act of violence to compel our opponent to fulfil our will” [1] it expanded the parameters of it and re-introduced the concept of “total war” to the world and “because its aim was all embracing, the war was to be absolute in character.”[2] In a sense it was a true revolution in military affairs.
While the essential nature of war remains constant, wars and the manner in which they are fought have changed in their character throughout history, and this distinction matters not only for military professionals, but also policy makers. The changing character of war was something that military leaders as well as policy makers struggled with during the American Civil War much as today’s military leaders and policy makers seek to understand the character of warfare today. British military theorist Colin Gray writes “Since the character of every war is unique in the details of its contexts (political, social-cultural, economic, technological, military strategic, geographical, and historical), the policymaker most probably will struggle of the warfare that is unleashed.” [3] That was not just an issue for Abraham Lincoln and Jefferson Davis, both of whom struggled with the nature of the war which had been unleashed, but it is one for our present political leaders, who as civilian politicians are “likely to be challenged by a deficient grasp of both the nature of war as well as its contemporary context-specific character.” [4]
In addition to being the first modern war, or maybe I should say, the first war of the Industrial Age, the Civil War became a “total war.” It was the product of both the massive number of technological advances which both preceded and occurred during it, in which the philosophical nature of the Industrial Revolution came to the fore. Likewise, the enmity of the two sides for one another which had been fostered by a half century of relentless and violent propaganda which ushered from the mouths of politicians, the press and even from the pulpit, even to the point of outright armed conflict and murder in “Bleeding Kansas” during the 1850s.
As a total war it became a war that was as close to Clausewitz’s understanding of absolute war in its in character waged on the American continent, and it prefigured the great ideological wars of the twentieth century, as J.F.C. Fuller noted “for the first time in modern history the aim of war became not only the destruction of the enemy’s armed forces, but also of their foundations- his entire political, social and economic order.” [5] It was the first war where at least some of the commanders, especially Ulysses S. Grant and William Tecumseh Sherman were men of the Industrial Age, in their thought and in the way that they waged war, in strategy, tactics even more importantly, psychologically. Fuller wrote:
“Spiritually and morally they belonged to the age of the Industrial Revolution. Their guiding principle was that of the machine which was fashioning them, namely, efficiency. And as efficiency is governed by a single end- that every means is justified- no moral or spiritual conceptions of traditional behavior must stand in its way.” [6]
Both men realized in early 1864 that “the South was indeed a nation in arms and that the common European practice of having standing armies engaged each other in set-piece battles to determine the outcome of a war was not enough to win this struggle.” [7] Though neither man was a student of Clausewitz, their method of waging war was in agreement with the Prussian who wrote that “the fighting forces must be destroyed; that is, they must be put in such a position that they can no longer carry on the fight” but also that “the animosity and the reciprocal effects of hostile elements, cannot be considered to have ended so long as the enemy’s will has not been broken.” [8] Sherman told the mayor of Atlanta after ordering the civilian population expelled that “we are not only fighting hostile armies, but a hostile people, and must make the old and young, the rich and poor, feel the hard hand of war.” [9] Sherman not only “carried on war against the enemy’s resources more extensively and systematically than anyone else had done, but he developed also a deliberate strategy of terror directed against the enemy’s minds.” [10]
Abraham Lincoln came to embrace eternal nature of war as well as the change in the character of the war over time. Lincoln had gone to war for the preservation of the Union, something that for him was almost spiritual in nature, as is evidenced by the language he used in both of his inaugural addresses and the Gettysburg Address. Instead of a war to re-unite the Union with the Emancipation Proclamation the war became a war for the liberation of enslaved African Americans, After January 1st 1863 when the Emancipation Proclamation went into effect, Lincoln “told an official of the Interior Department, “the character of the war will be changed. It will be one of subjugation…The [old] South is to be destroyed and replaced by new propositions and ideas.” [11]
Of course, the revolution in military affairs took time and it was the political and military leaders of the North who better adapted themselves and their nation to the kind of war that was being fought. “Lincoln’s remarkable abilities gave him a wide edge over Davis as a war leader, while in Grant and Sherman the North acquired commanders with a concept of total war and the determination to make it succeed.” [12]
At the beginning of the war the leaders and populace of both sides still held a romantic idea of war. The belief that the war would be over in a few months and that would be settled by a few decisive battles was held by most, including many military officers on both sides, there were some naysayers like the venerable General Winfield Scott, but they were mocked by both politicians and the press.
The Civil War became an archetype of the wars of the twentieth century, and the twenty-first century. It became a war where a clash between peoples and ideologies which extended beyond the province of purely military action as “it was preceded by years of violent propaganda, which long before the war had obliterated all sense of moderation, and awakened in the contending parties the primitive spirit of tribal fanaticism.” [13]
The conduct of the American Civil War added new dimensions to war, increased its lethality and for the first time since the 30 Years’ War saw opponents intentionally target the property, homes and businesses of civilian populations as part of their military campaign. The Civil War was a precursor to the wars that followed, especially the First World War which it prefigured in so many ways. [14]
However, like all wars many of its lessons were forgotten by military professionals in the United States as well as in Europe. Thus 50 years later during World War One, British, French, German, Austrian and Russian wasted vast amounts of manpower and destroyed the flower of a generation because they did not heed the lessons of the Civil War. Fuller noted:
“Had the nations of Europe studied the lessons of the Civil War and taken them to heart they could not in 1914-1918 have perpetuated the enormous tactical blunders of which that war bears record.” [15]
The lessons of the war are still relevant today. Despite vast advances in weaponry, technology and the distances with which force can be applied by opponents, war remains an act of violence to compel an enemy to fulfill our will. War according to Clausewitz is “more than a chameleon that slightly adapts its characteristics to the given case.” [16] but it is always characterized by the violence of its elements, the province of chance and its subordination to the political objective and as such forces political and military leaders as well as policy makers to wrestle with “the practical challenge of somehow mastering the challenge of strategy in an actual historical context.” [17]
The study of the Civil War can be helpful to the joint planner and commander because it so wonderfully shows the interplay of Clausewitz’s “paradoxical trinity- composed of primordial violence, hatred, and enmity, which are to be regarded as a blind natural force; of the play of chance and the element of subordination, as an instrument of policy, which makes it subject to reason alone.” [18] during an era of great technological and philosophical change. The importance of this cannot be underestimated, for in this era of change, like in every era, some leaders and commanders were either resistant to, or failed to understand the changes being forced upon them in their conduct of war by the industrialization of war and its attendant technology; while others, like Sherman, Grant and Sheridan not only understood them, but embraced them and applied them with skill and vigor in ways that stunned the people of the South.
Over time the Union developed what we would now refer to as a “whole of government approach” to the war. This included not only the military instrument but the use of every imaginable means of national power, from the diplomatic, the economic and the informational aspects of the Union in the effort to subdue the Confederacy. The understanding and use of the “whole of government approach” to war and conflict is still a cornerstone of United States military policy in “unified action, to achieve leverage across different domains that will ensure conditions favorable to the U.S. and its allies will endure.” [19] The working staff of the War Department headed by Edwin Stanton and Major General Montgomery Meigs developed rapidly. It effectively coordinated with railroads, weapons manufactures and suppliers of clothing, food and other necessities to supply the army and navy so well that “Union forces never seriously lacked the materials necessary to win the war.” [20] Stanton and Meigs were “aided by the entrepreneurial talent of northern businessmen” which allowed “the Union developed a superior managerial talent to mobilize and organize the North’s greater resources for victory in the modern industrialized conflict that the Civil War became.” [21]
The understanding of this eternal nature and ever changing character of war to leaders of nations as well as military commanders and planners has been very important throughout history. It can be seen in the ways that Jefferson Davis and Abraham Lincoln conducted their relationships with their military commanders, including during the Gettysburg campaign and we are reminded by Colin Gray notes that political leaders and policy makers who are in charge of policy often ignorant of the nature and character of war, and this fact “directs attention to the difficulties of translating political judgment into effective warmaking.” [22] Military leaders should be the people to advise and instruct policy makers in aligning their policy to what is actually feasible based on the ends ways and means, as well as the strengths and limitations of the military to carry out policy decisions and history reminds us “that policymakers committed strongly to their political desires are not easily deflected by military advice of a kind that they do not want to hear.” [23]
While there was much support for the Confederacy in the aristocracies of Europe, the effectiveness of the Union military in winning the key battles that allowed Lincoln to make his Emancipation Proclamation ensured that Europe would not recognize the Confederacy, . Charles F. Adams, the United States minister to Britain successfully defused the crisis of the Trent affair, which could have led to British recognition of the Confederacy and intervention in the war. Adams’ efforts were so successful that they “left Anglo-American relations in better shape than before the crisis.” [24]
Related to this understanding of warfare one has to also look at the importance of diplomacy, especially in picking the right diplomat for a critical post is a part of a whole of government approach to war and warfare. This was very important in the early stages of the Civil War as there was much support for the Confederacy in the aristocracies of Europe. The effectiveness of the diplomacy was increased by the Union military efforts. The Union suffered many failures at the outset of the war by the time of the Gettysburg campaign they did enough to prevent English or French intervention on the side of the Confederacy, which was also aided by tensions in Europe regarding the Schleswig-Holstein problem between Prussia and Austria as well as unrest in Poland, and the British in particular were loath to risk intervening in a conflict that might be “a disturbance in the precarious balance of power which might be the signal for a general conflagration, they recalled Voltaire’s comment that a torch lighted in 1756 in the forests of the new world had promptly wrapped the old world in flames.” [25] Thus, European leaders and diplomats were very hesitant to allow Southern legations to convince them to intervene.
Though the Confederates won many battles it was the Union military whose success Island Number Ten, Fort Donaldson and Shiloh in the West, and the bloody repulses of Confederate armies at Perryville and Antietam; as well as the joint operations conducted by the Union Navy and Army confederacy through the blockade and capture of key ports such as New Orleans early in the war that allowed Lincoln to make his Emancipation Proclamation. These military successes enabled Lord Palmerston to reject a French proposal for France, England and Russia to propose to the warring parties, a “North-South armistice, accompanied by a six month lifting of the blockade. The result, if they had agreed- as they had been in no uncertain terms warned by Seward in private conversations with British representatives overseas- would have been a complete diplomatic rupture, if not an outright declaration of war.” [26]
The issuance of that proclamation ensured that Europe would not recognize the Confederacy because even pro-Southern English political leaders could not appear to even give the appearance of supporting slavery, especially as both England and France had abolished slavery decades before, while Russia had only recently emancipated its serfs and “was pro-Union from the start….” [27] Popular sentiment in those countries, outside of the ruling class and business elites, was heavily in favor of emancipation, especially among the working classes. The leaders of the workingmen of Manchester England, a major textile producer, who which had been among the “hardest hit by the cotton famine, sent him [Lincoln] an address approved at a meeting on New Year’s Eve, announcing their support of the North in its efforts to “strike off the fetters of the slave.” [28]
There were issues related to the blockade but Charles F. Adams, the United States minister to Britain successfully defused the crisis of the Trent affair, which could have led to British recognition of the Confederacy and intervention in the war in a manner that “left Anglo-American relations in better shape than before the crisis.” [29]
The Union blockade was a key factor in the diplomatic efforts. As I have noted there were many in both Britain and France who sympathized with the South and hoped for Southern victory that were not impressed by Southern moves to subject them to an embargo of Southern cotton until they received recognition. While many Englishmen were offended by Seward’s bluster, many “resented even more the Confederacy’s attempt at economic blackmail.” [30]
The British especially were keen on not going to war for the sake of the South, there was far too much at stake for them, something that the Southern leaders and representatives did not fully comprehend. Prime Minister Viscount Palmerston and Foreign Minister Lord Russell were concerned about the economic impact of the loss of Southern cotton but also “recognized that any action against the blockade could lead to a conflict with the United States more harmful to England’s interests than the temporary loss of Southern cotton.” [31] Palmerston well remembered the war of 1812 when he served as Minister of War, and the disastrous results for the British Merchant Marine, and he realized that “England could not only afford the risk of a loss in a sideline war; she could not even afford to win one.” [32]
[1] Clausewitz, Carl von. On War Indexed edition, edited and translated by Michael Howard and Peter Paret, Princeton University Press, Princeton NJ 1976 p.75
[2] Fuller, J.F.C. The Conduct of War 1789-1961 Da Capo Press, New York 1992. Originally published by Rutgers University Press, New Brunswick N.J p.99
[3] Gray, Colin S. Fighting Talk: Forty Maxims on War, Peace, and Strategy Potomac Book, Dulles VA 2009 p.36
[4] Ibid. Gray Fighting Talk p.36
[5] Fuller, J.F.C. A Military History of the Modern World, Volume Three: From the Seven Days Battle, 1862, to the Battle of Leyte Gulf, 1944 Minerva Press 1956 p.88
[6] Ibid. Fuller A Military History of the Modern World, Volume Three p.88
[7] Flood, Charles Bracelen, Grant and Sherman: The Friendship that Won the War, Harper Perennial, New York 2005 p.238
[8] Ibid. Clausewitz p.90
[9] McPherson, James. The Battle Cry of Freedom: The Civil War Era Oxford University Press, Oxford and New York 1988 p.809
[10] Weigley, Russell F. The American Way of War: A History of United States Military History and Policy University of Indiana Press, Bloomington IN, 1973 p.149
[11] Ibid. McPherson The Battle Cry of Freedom p.558
[12] Ibid. McPherson The Battle Cry of Freedom p.857
[13] Ibid. Fuller The Conduct of War 1789-1961 p.99
[14] Fuller has an excellent synopsis of this in his book A Military History of the Modern World, Volume Three (p.89). He wrote: The war fought by Grant and Lee, Sherman and Johnston, and others closely resembled the First of the World Wars. No other war, not even the Russo-Japanese War of 1904-1905, offers so exact a parallel. It was a war of rifle bullets and trenches, of slashings, abattis, and even of wire entanglements- an obstacle the Confederates called “a devilish contrivance which none but a Yankee could devise” because at Drewry’s Bluff they had been trapped in them and slaughtered like partridges.” It was a war of astonishing in its modernity, with wooden wire-bound mortars hand and winged grenades, rockets, and many forms of booby traps. Magazine rifles and Requa’s machine gune were introduced and balloons were used by both sides although the confederates did not think much of them. Explosive bullets are mentioned and also a flame projector, and in June, 1864, General Pendleton asked the chief ordnance officer at Richmond whether he could supply him with “stink-shells” which would give off “offensive gases” and cause “suffocating effect.” The answer he got was “stink-shells, none on hand; don’t keep them; will make them if ordered.” Nor did modernity end there; armoured ships, armoured trains, land mines and torpedoes were used. A submarine was built by Horace H. Hundley at Mobile….”
[15] Ibid. Fuller A Military History of the Modern World, Volume Three p.89
[16] Ibid. Clausewitz p.89
[17] Ibid. Gray Fighting Talk p.38
[18] Ibid. Clausewitz p.89
[19] ________ JCWS Student Text 1 3rd Edition, 14 June 2013 p.2-4
[20] Guelzo Allen C. Fateful Lightening: A New History of the Civil War Era and Reconstruction Oxford University Press, Oxford and New York 2012
[21] Ibid. McPherson. The Battle Cry of Freedom p.857
[22] Ibid. Gray Fighting Talk p.38
[23] Ibid. Gray Fighting Talk p.38
[24] Ibid. McPherson. The Battle Cry of Freedom p.391
[25] Foote, Shelby, The Civil War, A Narrative. Volume Two Fredericksburg to Meridian Random House, New York 1963 p.154
[26] Ibid. Foote , The Civil War, A Narrative. Volume Two p.153
[27] Ibid. Foote , The Civil War, A Narrative. Volume Two p.153
[28] Ibid. Foote , The Civil War, A Narrative. Volume Two p.155
[29] Ibid. McPherson. The Battle Cry of Freedom p.391
[30] Ibid. McPherson. The Battle Cry of Freedom p.384
[31] Ibid. McPherson. The Battle Cry of Freedom p.384
[32] Ibid. Foote , The Civil War, A Narrative. Volume Two p.154











The Dangers of the Expanding National Security State: The Drumhead
Lieutenant Worf: “Sir, the Federation does have enemies. We must seek them out.”
Captain Jean-Luc Picard: “Oh, yes. That’s how it starts. But the road from legitimate suspicion to rampant paranoia is very much shorter than we think. Something is wrong here, Mister Worf. I don’t like what we have become.”
Back in 1991 when I was still in seminary I spent every Saturday evening glued to my television set to watch Star Trek the Next Generation. Even today I enjoy watching the human drama that Gene Roddenberry and his cohorts created on the small screen. Of all the Star Trek series my favorites are TNG and Deep Space Nine. Those series often touched on very pertinent social, political, medical, and technological and dare I say national security issues. In fact I have used some Deep Space Nine episodes in my previous posts about the NSA leak situation and the War on Terrorism.
One of the most chilling episodes regarding national security and potential terrorism or sabotage is called “The Drumhead.” In light of the the ever expanding National Security State and the ability of governments, private industry and even individuals to use technology to gather information on almost anyone and to abuse that power, The Drumhead is an episode that remains as relevant today, perhaps even more so, than when it first aired in 1991.
The episode is about an investigation that takes place on the Enterprise following an explosion in its engineering spaces. Suspicion centers on a Klingon exchange officer. However, the investigator, the retired Starfleet Judge Advocate General, Nora Satie and her Betazed assistant soon casts a wide net which eventually brings charges against a crew member and eventually Captain Picard.
At first Admiral Satie’s investigation seems reasonable. After all the Federation faced danger from the Romulans, who were always trying to use Klingons unhappy with the Federsation-Klingon peace treaty, to further their interests. The initial situation raised the possibility that the Enterprise, was sabotaged and that the Klingons or others might be involved. Thus as Sati began her investigation she was welcomed by the Captain as well as the Security Chief, Lieutenant Worf, the only Klingon serving as a Starfleet officer. Satie, assisted by Enterprise security officers then discovered how the Klingon scientist smuggled classified information off the Enterprise.
The Chief Engineer of the Enterprise, Lieutenant Commander LeForge determined in his investigation that the explosion thought to be “sabotage” was caused by a flaw in a recently replaced dilithium chamber. Although she was convinced that the Klingon was not the saboteur Satie believed that another saboteur was aboard the Enterprise. Satie and her assistant uncovered a piece of information that a crewman lied about his family background on his enlistment contract. They then used it to connect the crewman to to the Klingon spy by supplying false information about the explosion in an attempt to get the crewman to admit guilt.
As the investigation widened Picard discussed it with Lieutenant Worf. I find this dialogue to be quite relevant to today thirteen years into the war on terror and about the same amount of time since the Patriot Act was passed.
Lieutenant Worf: “Sir, the Federation does have enemies. We must seek them out.”
Captain Jean-Luc Picard: “Oh, yes. That’s how it starts. But the road from legitimate suspicion to rampant paranoia is very much shorter than we think. Something is wrong here, Mister Worf. I don’t like what we have become.”
When Picard objected to the grilling of the crewman, Admiral Satie and her chief assistant began an investigation of Picard. As she informed him that he was now a subject of the investigation, the normally calm Picard erupted, telling Sati; “Admiral! What you’re doing here is unethical; it’s immoral. I’ll fight it.” Admiral Sati then laid down the gauntlet, and told Picard, “Do what you must, Captain. And so will I.”
Admiral Satie called on the Director of Starfleet Security, Admiral Henry, to watch her interrogate Picard who she had by now labeled a traitor.
Picard forced to testify at an open hearing where Sati began to attack him. However, the tables are turned during Picard’s testimony. The dialogue is riveting as Sati attempts to use anything that she can to prove Picard a traitor the the Federation.
Admiral Satie: Tell me, Captain, have you completely recovered from your experience with the Borg?
Captain Jean-Luc Picard: Yes, I have completely recovered.
Admiral Satie: It must have been awful for you… actually becoming one of them. Being forced to use your vast knowledge of Starfleet operations to aid the Borg. Just how many of our ships were lost? Thirty-nine? And a loss of life, I believe, measured at nearly 11,000. One wonders how you can sleep at night, having caused so much destruction. I question your actions, Captain; I question your choices, I question your loyalty!
Capt. Picard: You know there are some words I’ve known since I was a schoolboy: “With the first link, the chain is forged. The first speech censured, the first thought forbidden, the first freedom denied, chains us all irrevocably.” Those words were uttered by Judge Aaron Satie, as wisdom and warning. The first time any man’s freedom is trodden on, we’re all damaged. I fear that today…
Admiral Satie: [stands up in anger and interrupts Picard] How dare you! You who consort with Romulans, invoke my father’s name to support your traitorous arguments! It is an offense to everything I hold dear! And to hear those words used to subvert the United Federation of Planets. My father was a great man! His name stands for integrity and principle. You dirty his name when you speak it! He loved the Federation. But you, Captain, corrupt it. You undermine our very way of life. I will expose you for what you are. I’ve brought down bigger men than you, Picard! [Admiral Henry gets up and leaves the room]
With Sati obviously unhinged, Admiral Henry ends the investigation and sends Admiral Satie home.
Of course this is fiction but the mindset and attitude of Admiral Satie seems to have been embraced by some in our government and security agencies, including the TSA and the NSA. But the talk is out there, former Senator and Secretary of Defense William J. Cohen said: “Terrorism is escalating to the point that Americans soon may have to choose between civil liberties and more intrusive means of protection.”
Well the choice has been made and I don’t think that there is any going back despite the posturing of politicians on both sides of the political divide. The fact is that polls show that the majority of Americans are willing to sacrifice freedoms for security.
Sati had become so consumed with “defending liberty” that she was willing to trample the rights of anyone that she suspected of disloyalty to the Federation.
Sati’s questioning of Picard by is fascinating and thought provoking, because there are people that think and act just her fictional character. People who believe, that they too are defending “freedom.”
Frederick Douglass once said: “Find out just what the people will submit to and you have found out the exact amount of injustice and wrong which will be imposed upon them; and these will continue until they are resisted with either words or blows, or with both. The limits of tyrants are prescribed by the endurance of those whom they oppress.”
The balance has to be found in this effort; right now the pendulum is so far to the security side that it seems freedom is no longer even a concern at least for the vast majority of the population and our political leadership, and not just the Executive Branch, the Congress seems to love making new laws that further limit freedom, local governments have militarized their police forces and the courts don’t seem to mind. Unless we undertake a real debate in the issue it is very likely that it will fade away and the national security state that we have become will grow even stronger with the inevitable loss of even more civil liberties.
One only has to look at what politicians on both sides of the political chasm have said about “protecting the homeland” to realize that this is only the beginning and that if we do not have a spirited public debate that we risk our Constitutional liberties under the 4th Amendment as well as potentially the 1st Amendment. Prosecuting actual wrongdoers is one thing, but prominent legislators on important committees dealing with national security suggest prosecuting reporters for doing their job, something that would be a crushing blow to freedom of speech and freedom of the press. The fact that some suggest this shows how just how close we are to surrendering even more freedom in the name of security.
The last scene of The Drumhead is enlightening. Lieutenant Worf, who had so eagerly embraced the investigation, goes to Picard to let him know that Admiral Satie and Admiral Henry have left the Enterprise. Worf is apologetic about his rather overzealous role in the investigation. He tells Picard about Sati: “after yesterday, people will not be so ready to trust her.” Picard replies “Maybe. But she, or someone like her, will always be with us, waiting for the right climate in which to flourish, spreading fear in the name of righteousness. Vigilance, Mister Worf – that is the price we have to continually pay.”
Eternal vigilance in the face of both terrors from abroad and self imposed tyranny designed to protect us from the terrorists. Yes James Madison, was absolutely right when he said “The means of defense against foreign danger historically have become the instruments of tyranny at home.” However I fear that those that warn of such dangers will themselves be labeled the enemy.
Henry Steele Commager said “Men in authority will always think that criticism of their policies is dangerous. They will always equate their policies with patriotism, and find criticism subversive.” This, my friends is the reality that we live in and the danger that we face.
Peace
Padre Steve+
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Tagged as 1st ammendment, 4th amendment, 9-11 2001, admiral satie, attack on benghazi us consulate, Boston marathon bombing, captain jean luc picard, civil liberties, frederick douglass, global war on terrorism, henry steele commager, james madison, lcdr leforge, lieutenant worf, national security state, nsa leaks, Patriot Act of 2001, representativ peter king, star trek the next generation, the drumhead, tsa